Document


 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

________________________

FORM SD

SPECIALIZED DISCLOSURE REPORT


 


ION Geophysical Corporation
(Exact name of registrant as specified in its charter)


Delaware
(State or other jurisdiction of incorporation)
1-12691
(Commission file number)
22-2286646
(I.R.S. Employer Identification No.)

2105 CityWest Blvd, Suite 100
Houston, Texas
(Address of principal executive offices)

77042-2855
(Zip Code)


Matthew Powers
Executive Vice President, General Counsel and Corporate Secretary
(281) 933-3339

(Name and telephone number, including area code, of the person to contact in connection with this report.)





Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.


 







Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report
 
Conflict Minerals Disclosure

A copy of the Conflict Minerals Report of ION Geophysical Corporation (the “Company”) for the calendar year ended December 31, 2019, is filed as Exhibit 1.01 hereto and is publicly available in the Investor Relations – Governance section of the Company’s website at www.iongeo.com. Please note that the contents of the website referenced in this Form SD are not incorporated into this filing. Further, the reference to the URL for the website referenced in this Form SD is intended to be an inactive textual reference only.

Item 1.02 Exhibit

The Company has filed, as an exhibit to this Form SD, a Conflict Minerals Report as required by Item 1.01 of this Form.


Section 2 – Exhibits

Item 2.01 Exhibits

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.






SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

ION GEOPHYSICAL CORPORATION


By:   /s/ MATTHEW POWERS                        
Matthew Powers, Executive Vice President, General Counsel and Corporate Secretary
Date: May 29, 2020




Exhibit

Exhibit 1.01




ION Geophysical Corporation
Conflict Minerals Report
For The Calendar Year Ended December 31, 2019


This report for the calendar year ended December 31, 2019 is presented by ION Geophysical Corporation (the “Company”) to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). When used in this report, “Company,” “we,” “our,” and “us” refer to ION Geophysical Corporation and its consolidated subsidiaries, except where the context otherwise requires or as otherwise indicated.

The Securities and Exchange Commission (the “SEC”) adopted the Rule to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule imposes certain obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, or their derivatives, which are limited to tin, tantalum, tungsten, and gold (collectively, “3TG”). These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not the minerals fund armed conflict.

I.
Introduction

A.
Company

The Company is a leading provider of technology-driven solutions to the global oil & gas industry and other adjacent markets. 3TG can be found in some of the electronic components and materials supplied to us for inclusion in marine hardware and geophone products manufactured by the Company.

B.
Supply Chain Overview

The Company’s manufacturing processes for its marine hardware and geophone products require a large volume of components that the Company purchases from contract manufacturers as an alternative to the Company’s own manufacturing of products. The Company is many levels removed from the actual mining of minerals. Further, the Company does not make purchases of 3TG directly from smelters or refineries and makes no direct purchases of components in or from the Democratic Republic of the Congo and surrounding countries (“Covered Countries”). As a result of its extensive use of suppliers, the Company is required to rely upon its direct suppliers to provide information on the origin of the 3TG contained in products, components and materials supplied to the Company, including sources of 3TG that are supplied to the direct suppliers from lower tier suppliers.

C.
Conflict Minerals Policy

The Company has adopted a Conflict Minerals Policy Statement which governs the supply chain of conflict minerals from Covered Countries. The policy is publicly available in the Investors Governance portion of the Company’s website at www.iongeo.com.






Exhibit 1.01


D.
Production Description

The Company manufactures products that may contain 3TG, such as marine hardware and geophone products.

Suppliers were requested to use the Conflict Free Sourcing Initiative’s (“CFSI’s”) Conflict Minerals Reporting Template (“CMRT”) to identify 3TG smelters and refiners (“SORs”) and associated countries of origin.

See Annex A for a summary of verified smelters. Verified smelters are those listed by the Conflict Free Sourcing Initiative or the U.S. Department of Commerce as known metal processors, or otherwise determined to be metal processors through Source Intelligence’s research.

See Annex B for the list of Countries of Origin that the identified SORs are believed to include.

II.
Due Diligence Performed

A.
Design of Due Diligence Measures

With reference to the Organization for Economic Cooperation and Development’s (“OECD’s”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements, the Company is considered a “downstream” company (that is, a company that is not involved in the supply chain between the mines and the SORs, but rather is involved in the supply chain between the SORs and retailers). Our due diligence practices were tailored accordingly.

The OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (2016), Supplement on Tin, Tantalum and Tungsten and Supplement on Gold is available at http://www.oecd.org/daf/inv/mne/OECD-Due-Diligence-Guidance-Minerals-Edition3.pdf.

B.
Due Diligence Measures Implemented

Due Diligence measures undertaken by the Company include:

maintaining a conflict minerals policy (publicly available in the Investors - Corporate Governance portion of the Company’s website at www.iongeo.com);
maintaining an internal, cross-functional team to support supply chain due diligence, including the selection of any new suppliers;
implementing internal measures to strengthen company engagement with suppliers;
engagement of a third-party vendor, Source Intelligence, to contact the identified suppliers via email and telephone, manage responses and identify the SORs in the supply chain;
designed and implemented a strategy to respond to supply chain risks;
report findings to senior management; and
report annually on supply chain due diligence.

C.
Steps to Improve Due Diligence

The Company will endeavor to improve continuously upon its supply chain due diligence efforts via the following measures:
continue to assess the presence of 3TG in its supply chain;
clearly communicate expectations with regard to supplier performance, transparency and sourcing, and target increased response rate for the Reasonable Country of Origin Inquiry (“RCOI”) process;
undertake additional fact and risk assessments for risks requiring mitigation, as needed; and




Exhibit 1.01


compare RCOI results to information collected via independent conflict free smelter validation programs such as the CFSI’s Conflict-Free Smelter Program as appropriate.

III.
Conflicts Minerals Disclosure

In accordance with the execution of this policy, the Company has concluded in good faith that during 2019,

a)
The Company manufactured products for which “conflict minerals” (as defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act) are necessary to the functionality or production thereof.

b)
Based on a RCOI and subsequent due diligence, the Company does not have concrete findings on whether its sourcing practices directly or indirectly funded armed groups in the Covered Countries.

The Company is unable to determine whether various components/materials are DRC conflict free. The Company does not have sufficient information from suppliers or other sources to conclude whether the necessary conflict minerals originated in the Covered Countries and, if so, whether the necessary conflict minerals were from recycled or scrap sources, were DRC conflict free, or have not been found to be DRC conflict free. On the basis of the due diligence measures taken above, a total of 115 suppliers were identified as in-scope for conflict mineral regulatory purposes and contacted as part of the RCOI process. The survey response rate among these suppliers was 43%. Of these responding suppliers, 47% responded yes as to having one or more of the regulated metals (3TG) as necessary to the functionality or production of the products they supply to the Company.

IV.
Independent Private Sector Audit

Based on current SEC guidance, an audit is not required.






Exhibit 1.01


ANNEX A

Metal
Official Smelter Name
RMI Smelter ID
Gold
8853 S.p.A.
CID002763
Gold
Abington Reldan Metals, LLC
CID002708
Gold
Advanced Chemical Company
CID000015
Gold
African Gold Refinery
CID003185
Gold
Aida Chemical Industries Co., Ltd.
CID000019
Gold
Al Etihad Gold Refinery DMCC
CID002560
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
CID000035
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
CID000041
Gold
AngloGold Ashanti Corrego do Sitio Mineracao
CID000058
Gold
Argor-Heraeus S.A.
CID000077
Gold
Asahi Pretec Corp.
CID000082
Gold
Asahi Refining Canada Ltd.
CID000924
Gold
Asahi Refining USA Inc.
CID000920
Gold
Asaka Riken Co., Ltd.
CID000090
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
CID000103
Gold
AU Traders and Refiners
CID002850
Gold
Aurubis AG
CID000113
Gold
Bangalore Refinery
CID002863
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
CID000128
Gold
Boliden AB
CID000157
Gold
C. Hafner GmbH + Co. KG
CID000176
Gold
Caridad
CID000180
Gold
CCR Refinery - Glencore Canada Corporation
CID000185
Gold
Cendres + Metaux S.A.
CID000189
Gold
CGR Metalloys Pvt Ltd.
CID003382
Gold
Chimet S.p.A.
CID000233
Gold
Chugai Mining
CID000264
Gold
Daye Non-Ferrous Metals Mining Ltd.
CID000343
Gold
Degussa Sonne / Mond Goldhandel GmbH
CID002867
Gold
Dijllah Gold Refinery FZC
CID003348
Gold
DODUCO Contacts and Refining GmbH
CID000362
Gold
Dowa
CID000401
Gold
DS PRETECH Co., Ltd.
CID003195
Gold
DSC (Do Sung Corporation)
CID000359
Gold
Eco-System Recycling Co., Ltd. East Plant
CID000425
Gold
Eco-System Recycling Co., Ltd. North Plant
CID003424
Gold
Eco-System Recycling Co., Ltd. West Plant
CID003425
Gold
Emirates Gold DMCC
CID002561
Gold
Fidelity Printers and Refiners Ltd.
CID002515
Gold
Fujairah Gold FZC
CID002584
Gold
GCC Gujrat Gold Centre Pvt. Ltd.
CID002852
Gold
Geib Refining Corporation
CID002459
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
CID002243



Exhibit 1.01


Gold
Great Wall Precious Metals Co., Ltd. of CBPM
CID001909
Gold
Guangdong Jinding Gold Limited
CID002312
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CID000651
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CID000671
Gold
Heimerle + Meule GmbH
CID000694
Gold
Heraeus Metals Hong Kong Ltd.
CID000707
Gold
Heraeus Precious Metals GmbH & Co. KG
CID000711
Gold
Hunan Chenzhou Mining Co., Ltd.
CID000767
Gold
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
CID000773
Gold
HwaSeong CJ CO., LTD.
CID000778
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CID000801
Gold
International Precious Metal Refiners
CID002562
Gold
Ishifuku Metal Industry Co., Ltd.
CID000807
Gold
Istanbul Gold Refinery
CID000814
Gold
Italpreziosi
CID002765
Gold
Japan Mint
CID000823
Gold
Jiangxi Copper Co., Ltd.
CID000855
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
CID000927
Gold
JSC Uralelectromed
CID000929
Gold
JX Nippon Mining & Metals Co., Ltd.
CID000937
Gold
Kaloti Precious Metals
CID002563
Gold
Kazakhmys Smelting LLC
CID000956
Gold
Kazzinc
CID000957
Gold
Kennecott Utah Copper LLC
CID000969
Gold
KGHM Polska Miedz Spolka Akcyjna
CID002511
Gold
Kojima Chemicals Co., Ltd.
CID000981
Gold
Korea Zinc Co., Ltd.
CID002605
Gold
Kyrgyzaltyn JSC
CID001029
Gold
Kyshtym Copper-Electrolytic Plant ZAO
CID002865
Gold
L'azurde Company For Jewelry
CID001032
Gold
Lingbao Gold Co., Ltd.
CID001056
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CID001058
Gold
L'Orfebre S.A.
CID002762
Gold
LS-NIKKO Copper Inc.
CID001078
Gold
LT Metal Ltd.
CID000689
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CID001093
Gold
Marsam Metals
CID002606
Gold
Materion
CID001113
Gold
Matsuda Sangyo Co., Ltd.
CID001119
Gold
Metalor Technologies (Hong Kong) Ltd.
CID001149
Gold
Metalor Technologies (Singapore) Pte., Ltd.
CID001152
Gold
Metalor Technologies (Suzhou) Ltd.
CID001147
Gold
Metalor Technologies S.A.
CID001153
Gold
Metalor USA Refining Corporation
CID001157
Gold
Metalurgica Met-Mex Penoles S.A. De C.V.
CID001161
Gold
Mitsubishi Materials Corporation
CID001188



Exhibit 1.01


Gold
Mitsui Mining and Smelting Co., Ltd.
CID001193
Gold
MMTC-PAMP India Pvt., Ltd.
CID002509
Gold
Modeltech Sdn Bhd
CID002857
Gold
Morris and Watson
CID002282
Gold
Moscow Special Alloys Processing Plant
CID001204
Gold
Nadir Metal Rafineri San. Ve Tic. A.S.
CID001220
Gold
Navoi Mining and Metallurgical Combinat
CID001236
Gold
NH Recytech Company
CID003189
Gold
Nihon Material Co., Ltd.
CID001259
Gold
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
CID002779
Gold
Ohura Precious Metal Industry Co., Ltd.
CID001325
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
CID001326
Gold
OJSC Novosibirsk Refinery
CID000493
Gold
PAMP S.A.
CID001352
Gold
Pease & Curren
CID002872
Gold
Penglai Penggang Gold Industry Co., Ltd.
CID001362
Gold
Planta Recuperadora de Metales SpA
CID002919
Gold
Prioksky Plant of Non-Ferrous Metals
CID001386
Gold
PT Aneka Tambang (Persero) Tbk
CID001397
Gold
PX Precinox S.A.
CID001498
Gold
QG Refining, LLC
CID003324
Gold
Rand Refinery (Pty) Ltd.
CID001512
Gold
Refinery of Seemine Gold Co., Ltd.
CID000522
Gold
REMONDIS PMR B.V.
CID002582
Gold
Royal Canadian Mint
CID001534
Gold
SAAMP
CID002761
Gold
Sabin Metal Corp.
CID001546
Gold
Safimet S.p.A
CID002973
Gold
SAFINA A.S.
CID002290
Gold
Sai Refinery
CID002853
Gold
Samduck Precious Metals
CID001555
Gold
SAMWON METALS Corp.
CID001562
Gold
SAXONIA Edelmetalle GmbH
CID002777
Gold
SEMPSA Joyeria Plateria S.A.
CID001585
Gold
Shandong Humon Smelting Co., Ltd.
CID002525
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CID001619
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CID001622
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CID001736
Gold
Singway Technology Co., Ltd.
CID002516
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
CID001756
Gold
Solar Applied Materials Technology Corp.
CID001761
Gold
Sovereign Metals
CID003383
Gold
State Research Institute Center for Physical Sciences and Technology
CID003153
Gold
Sudan Gold Refinery
CID002567
Gold
Sumitomo Metal Mining Co., Ltd.
CID001798
Gold
SungEel HiMetal Co., Ltd.
CID002918



Exhibit 1.01


Gold
T.C.A S.p.A
CID002580
Gold
Tanaka Kikinzoku Kogyo K.K.
CID001875
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CID001916
Gold
Tokuriki Honten Co., Ltd.
CID001938
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CID001947
Gold
Tony Goetz NV
CID002587
Gold
TOO Tau-Ken-Altyn
CID002615
Gold
Torecom
CID001955
Gold
Umicore Brasil Ltda.
CID001977
Gold
Umicore Precious Metals Thailand
CID002314
Gold
Umicore S.A. Business Unit Precious Metals Refining
CID001980
Gold
United Precious Metal Refining, Inc.
CID001993
Gold
Valcambi S.A.
CID002003
Gold
Western Australian Mint (T/a The Perth Mint)
CID002030
Gold
WIELAND Edelmetalle GmbH
CID002778
Gold
Yamakin Co., Ltd.
CID002100
Gold
Yokohama Metal Co., Ltd.
CID002129
Gold
Yunnan Copper Industry Co., Ltd.
CID000197
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CID002224
Tantalum
Asaka Riken Co., Ltd.
CID000092
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CID000211
Tantalum
CP Metals Inc.
CID003402
Tantalum
D Block Metals, LLC
CID002504
Tantalum
Exotech Inc.
CID000456
Tantalum
F&X Electro-Materials Ltd.
CID000460
Tantalum
FIR Metals & Resource Ltd.
CID002505
Tantalum
Global Advanced Metals Aizu
CID002558
Tantalum
Global Advanced Metals Boyertown
CID002557
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CID000616
Tantalum
H.C. Starck Co., Ltd.
CID002544
Tantalum
H.C. Starck Hermsdorf GmbH
CID002547
Tantalum
H.C. Starck Inc.
CID002548
Tantalum
H.C. Starck Ltd.
CID002549
Tantalum
H.C. Starck Smelting GmbH & Co. KG
CID002550
Tantalum
H.C. Starck Tantalum and Niobium GmbH
CID002545
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CID002492
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CID002512
Tantalum
Jiangxi Tuohong New Raw Material
CID002842
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CID000914
Tantalum
Jiujiang Tanbre Co., Ltd.
CID000917
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CID002506
Tantalum
KEMET Blue Metals
CID002539
Tantalum
LSM Brasil S.A.
CID001076
Tantalum
Metallurgical Products India Pvt., Ltd.
CID001163
Tantalum
Mineracao Taboca S.A.
CID001175
Tantalum
Mitsui Mining and Smelting Co., Ltd.
CID001192



Exhibit 1.01


Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CID001277
Tantalum
NPM Silmet AS
CID001200
Tantalum
PRG Dooel
CID002847
Tantalum
QuantumClean
CID001508
Tantalum
Resind Industria e Comercio Ltda.
CID002707
Tantalum
Solikamsk Magnesium Works OAO
CID001769
Tantalum
Taki Chemical Co., Ltd.
CID001869
Tantalum
Telex Metals
CID001891
Tantalum
Ulba Metallurgical Plant JSC
CID001969
Tantalum
XinXing Haorong Electronic Material Co., Ltd.
CID002508
Tantalum
Yanling Jincheng Tantalum & Niobium Co., Ltd.
CID001522
Tin
Alpha
CID000292
Tin
An Vinh Joint Stock Mineral Processing Company
CID002703
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CID000228
Tin
Chifeng Dajingzi Tin Industry Co., Ltd.
CID003190
Tin
China Tin Group Co., Ltd.
CID001070
Tin
Dongguan CiEXPO Environmental Engineering Co., Ltd.
CID003356
Tin
Dowa
CID000402
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
CID002572
Tin
EM Vinto
CID000438
Tin
Estanho de Rondonia S.A.
CID000448
Tin
Fenix Metals
CID000468
Tin
Gejiu City Fuxiang Industry and Trade Co., Ltd.
CID003410
Tin
Gejiu Kai Meng Industry and Trade LLC
CID000942
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CID000538
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CID001908
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CID000555
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CID003116
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
CID002849
Tin
HuiChang Hill Tin Industry Co., Ltd.
CID002844
Tin
Huichang Jinshunda Tin Co., Ltd.
CID000760
Tin
Jiangxi New Nanshan Technology Ltd.
CID001231
Tin
Ma'anshan Weitai Tin Co., Ltd.
CID003379
Tin
Magnu's Minerais Metais e Ligas Ltda.
CID002468
Tin
Malaysia Smelting Corporation (MSC)
CID001105
Tin
Melt Metais e Ligas S.A.
CID002500
Tin
Metallic Resources, Inc.
CID001142
Tin
Metallo Belgium N.V.
CID002773
Tin
Metallo Spain S.L.U.
CID002774
Tin
Mineracao Taboca S.A.
CID001173
Tin
Minsur
CID001182
Tin
Mitsubishi Materials Corporation
CID001191
Tin
Modeltech Sdn Bhd
CID002858
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
CID002573
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
CID001314
Tin
O.M. Manufacturing Philippines, Inc.
CID002517



Exhibit 1.01


Tin
Operaciones Metalurgicas S.A.
CID001337
Tin
Pongpipat Company Limited
CID003208
Tin
Precious Minerals and Smelting Limited
CID003409
Tin
PT Artha Cipta Langgeng
CID001399
Tin
PT ATD Makmur Mandiri Jaya
CID002503
Tin
PT Menara Cipta Mulia
CID002835
Tin
PT Mitra Stania Prima
CID001453
Tin
PT Refined Bangka Tin
CID001460
Tin
PT Timah Tbk Kundur
CID001477
Tin
PT Timah Tbk Mentok
CID001482
Tin
Resind Industria e Comercio Ltda.
CID002706
Tin
Rui Da Hung
CID001539
Tin
Soft Metais Ltda.
CID001758
Tin
Super Ligas
CID002756
Tin
Thai Nguyen Mining and Metallurgy Co., Ltd.
CID002834
Tin
Thaisarco
CID001898
Tin
Tin Technology & Refining
CID003325
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
CID002574
Tin
White Solder Metalurgia e Mineracao Ltda.
CID002036
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CID002158
Tin
Yunnan Tin Company Limited
CID002180
Tin
Yunnan Yunfan Non-ferrous Metals Co., Ltd.
CID003397
Tungsten
A.L.M.T. TUNGSTEN Corp.
CID000004
Tungsten
ACL Metais Eireli
CID002833
Tungsten
Asia Tungsten Products Vietnam Ltd.
CID002502
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CID002513
Tungsten
China Molybdenum Co., Ltd.
CID002641
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CID000258
Tungsten
CNMC (Guangxi) PGMA Co., Ltd.
CID000281
Tungsten
Fujian Ganmin RareMetal Co., Ltd.
CID003401
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CID000499
Tungsten
Ganzhou Haichuang Tungsten Co., Ltd.
CID002645
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CID000875
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CID002315
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CID002494
Tungsten
Global Tungsten & Powders Corp.
CID000568
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CID000218
Tungsten
H.C. Starck Smelting GmbH & Co. KG
CID002542
Tungsten
H.C. Starck Tungsten GmbH
CID002541
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CID000766
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CID002579
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CID000769
Tungsten
Hunan Litian Tungsten Industry Co., Ltd.
CID003182
Tungsten
Hydrometallurg, JSC
CID002649
Tungsten
Japan New Metals Co., Ltd.
CID000825
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CID002551



Exhibit 1.01


Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CID002321
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CID002313
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CID002318
Tungsten
Jiangxi Xianglu Tungsten Co., Ltd.
CID002647
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CID002317
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CID002316
Tungsten
JSC "Kirovgrad Hard Alloys Plant"
CID003408
Tungsten
Kennametal Fallon
CID000966
Tungsten
Kennametal Huntsville
CID000105
Tungsten
KGETS CO., LTD.
CID003388
Tungsten
Lianyou Metals Co., Ltd.
CID003407
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CID002319
Tungsten
Masan Tungsten Chemical LLC (MTC)
CID002543
Tungsten
Moliren Ltd.
CID002845
Tungsten
Niagara Refining LLC
CID002589
Tungsten
Philippine Chuangxin Industrial Co., Inc.
CID002827
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
CID001889
Tungsten
Unecha Refractory Metals Plant
CID002724
Tungsten
Wolfram Bergbau und Hutten AG
CID002044
Tungsten
Woltech Korea Co., Ltd.
CID002843
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CID002320
Tungsten
Xiamen Tungsten Co., Ltd.
CID002082
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CID002830
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CID002095




Exhibit 1.01


ANNEX B

Angola
 
Hong Kong
 
Philippines
Argentina
 
Hungary
 
Poland
Armenia
 
India
 
Portugal
Australia
 
Indonesia
 
Recycle/Scrap
Austria
 
Ireland
 
Russian Federation
Belarus
 
Israel
 
Rwanda
Belgium
 
Italy
 
Saudi Arabia
Bermuda
 
Ivory Coast
 
Sierra Leone
Bolivia
 
Japan
 
Singapore
Brazil
 
Jersey
 
Slovakia
Burundi
 
Kazakhstan
 
South Africa
Cambodia
 
Kenya
 
South Sudan
Canada
 
Korea, Republic of
 
Spain
Central African Republic
 
Kyrgyzstan
 
Suriname
Chile
 
Laos
 
Sweden
China
 
Luxembourg
 
Switzerland
Colombia
 
Madagascar
 
Taiwan
Congo (Brazzaville)
 
Malaysia
 
Tajikistan
Czech Republic
 
Mali
 
Tanzania
Djibouti
 
Mexico
 
Thailand
DRC- Congo (Kinshasa)
 
Mongolia
 
Turkey
Ecuador
 
Morocco
 
Uganda
Egypt
 
Mozambique
 
United Arab Emirates
Estonia
 
Myanmar
 
United Kingdom
Ethiopia
 
Namibia
 
United States
Finland
 
Netherlands
 
Uzbekistan
France
 
New Zealand
 
Viet Nam
Germany
 
Niger
 
Zambia
Ghana
 
Nigeria
 
Zimbabwe
Guinea
 
Papua New Guinea
 
 
Guyana
 
Peru